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OTC Securites Grace Period: The 15-Day Countdown

Securities enter a Grace Period when OTC Markets Group can't verify current issuer disclosures as mandated by Rule 15c2-11. During this 15-day Grace Period, the security remains publicly quotable. If the required disclosure isn't available after this period, the security shifts to the Expert Market for unsolicited quoting, unless OTC Markets Group finds an applicable exception, like the Large Company/ADTV exception under Rule 15c2-11. Below is a list of companies that have currently entered the grace period.


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List Below for 7/15 (Updated 07/14/24):

BLMS

COMS

GRPS

RGLG

SMGI

TPII

WHSI



List Below for 7/16

ACRG

ADOB

ADXS

AMMJ

AMNI

AMPE

ARDS

ASII

ATRX

AZRS

BBBT

BBLR

BBRW

BEGI

BOMO

BOTY

BTTX

BWMG

CANB

CCCP

CEAI

CHMX

CLRD

CLVR

CMRA

COWI

CSTF

CTGL

DPLS

DREM

EESH

ELOX

ELYS

EMMA

ETCK

FDCT

FIFG

FINR

FLCX

FUVV

FWFW

GAHC

GGEI

GKIN

GOLQ

GRDV

GTII

HENC

HRBR

HSCT

HSTI

HWTR

IGEN

IGOT

INQD

INQR

IONI

ITOX

KITL

LBUY

LEAI

MAPT

MJNE

MNKA

MTRC

MULG

NPFC

NPLS

NSGP

ODII

PACV

PBIO

PLSH

RNVA

RSPI

SHWZ

SNPW

SPTY

STEK

SWSS

SYBE

TEOF

TKCM

TLSS

UCLE

VAXX

VEII

VFRM

VICP

VYEY

WARM

WNLV

WOWI

XESP

YCRM

YQAI

ZEVY

ZRFY



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